Wall Street's
Trusted
Settlement Engine
20+ years securing compliance for the world's largest financial institutions. Stress-tested by the most demanding security audits on Wall Street.
Network Reach
Every Counterparty Is Reachable
Loffa is not a walled garden. Firms on the network exchange free funds letters digitally in both directions — and every other DTC-registered broker-dealer still receives the request and responds, without being a Loffa customer. You do not need your counterparty to sign up first.
Why Loffa
Built for the Most Regulated Industry on Earth
Three pillars that have made us the trusted backbone of Wall Street's settlement infrastructure.
Compliance Automation
Automate Letter of Free Funds, Rule 17a-13, and prime brokerage agreement workflows. Eliminate manual processes that create risk.
Explore SolutionsSettlement Security
Settlement data encrypted in transit with TLS 1.3 and at rest with AES-256, with multi-factor authentication at every handoff.
Our SecurityOperational Intelligence
Real-time dashboards, automated audit trails, and regulatory reporting that keep you ahead of examinations — not scrambling.
Learn MoreSolutions
Broader Operational Compliance Solutions
Loffa's platform sits in a distinct lane — operational and financial compliance automation for broker-dealers. Explore how our modules come together to solve the workflows regulators examine every cycle.
Broker-Dealer Compliance Automation
The operational and financial workflows that most RegTech vendors skip (17a-13 counts, Letters of Free Funds, prime brokerage agreements) are automated end to end.
Explore the platform →Settlement Workflow Automation
T+1 didn't kill the gaps — it made them more expensive. Automate the broker-to-broker workflows that sit between trading systems and the DTCC/Broadridge rails.
Explore solutions →Our Products
The Product Suite
Purpose-built platforms and expert services for Wall Street's most critical compliance and settlement workflows.
Compliance Automation
Freefunds Verified Direct
Automates the Regulation T Letter of Free Funds exchange and replaces manual letter-based processes with secure digital verification.
- ✦ Eliminate manual Letters of Free Funds
- ✦ Real-time status tracking & audit trail
- ✦ Eight-year WORM record retention
Settlement Network
Prime Broker Integrated Network
A secure, centralized platform for managing SIA-150 and SIA-151 prime brokerage agreements for executing brokers, clearing firms, and prime brokers.
- ✦ Centralized SIA-150/151 management
- ✦ Automated agreement notifications
- ✦ Complete audit trail & compliance reporting
SEC Rule 17a-13
Quarterly Broker Statement
Automates the Rule 17a-13 quarterly securities count, from position aggregation to (b)(3) confirmations for positions open more than 30 days.
- ✦ Automated (b)(3) confirmation generation
- ✦ Built-in count timing and separation-of-duties controls
- ✦ Secure delivery & archival
Strategic Advisory
Compliance Consulting Services
Expert regulatory consulting to modernize your broker-dealer compliance infrastructure. Architecture review, gap analysis, workflow redesign, and examination readiness.
- ✦ Compliance architecture review & gap analysis
- ✦ Workflow redesign for modern regulations
- ✦ Examination readiness & mock audits
Managed Compliance
Compliance Service Desk
A fully managed compliance operations team handling your most critical regulatory tasks. Your back office, without the overhead.
- ✦ Quarterly securities counts (17a-13)
- ✦ Free funds letters & confirmation management
- ✦ Reconciliation & audit support
Security
The Vault
Enterprise-grade security infrastructure that has withstood 20+ years of Wall Street's most rigorous audits.
SOC 2 Type II
Audited
TLS 1.3
In-Transit Encryption
AES-256
At-Rest Encryption
24/7
Security Monitoring
Ready to Modernize Your Compliance Infrastructure?
Join the institutions that trust Loffa for their most critical settlement and compliance operations.