Confidence in Internal Processes

Updated: Nov 25, 2020

An explanation on why you should consider letting Loffa monitor and take care of your internal processes.

Passing an Audit

For a firm to be successful in the long run, it is crucial for the firm to pass each audit. It is just as important that the audit process is quick and accurate. Having a strong base due to strong internal processes is what will ultimately let your company pass an audit. How confident are you with your internal processes? Your Reg T SEC 220.8 LOFF Process? Your SIA Prime Broker Documentation Process? Your SEC 17a-13 Physical Count/Verification Process?

Internal Processes are Important

Companies rely heavily on the efficiency and effectiveness of their internal processes to be able to manage everyday business. Having strong and reliable processes is fundamental for a company’s success. Since this foundational aspect of your business has such high stakes, it often time causes significant stress for a company. If your firm’s internal processes were to stop working properly, the disruptions it would cause your company would be extremely costly and challenging to fix.

Increased Efficiency

Being able to put your firm’s internal processes into someone else’s hands and trusting that they will protect them can help increase your efficiency and reduce time wasted. Not needing to monitor your internal processes 24/7 allows you to focus on other aspects of your business that need your attention and directing that energy to something more productive increases your overall efficiency and reduces the amount of anxiety caused by constantly needing to monitor regulatory processes.

Let Us Help You

Being confident with whose hands you put your processes into is what will help you to worry less. Let Loffa monitor and take care of your regulatory processes while you focus on the other aspects of running your business. Are you ready to start sleeping better at night knowing that your internal processes are under control? Let us help you by contacting us at

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