​​​Contact Information Request 

Attn:  Securities Lending Asset Control/ Recon Department regarding SEC 17a-13 Count

Loffa Interactive Group is contracted by multiple firms to send their respective 30-days past due open confirmation requests on a quarterly basis, per SEC 17A-13. In an effort to send these requests to your firm on a timely basis, please fill out the information below and click on submit to send the information back. If you have received this request and you are not the correct contact, please forward to the appropriate party/department.

FIRM NAME
DTC#
FIRM NAME
Product(s) Responsible for:
Contact Preference: 
SEC17a-13 Primary Contact Name: 
SEC17a-13 Primary Contact Email: 
SEC17a-13 Primary Contact Phone#: 
SEC17a-13 Team Email: 
SEC17a-13 Team Fax#: 
 Please list all DTC#s you’re responsible for covering. 
SEC17a-13 Team Phone#: 

Thanks for submitting!

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