Solutions for Broker/Dealers

Loffa Interactive is the leader in helping firms address their manually-intensive document storage, retrieval, and processing challenges. As a result of our numerous years of experience working in the midlle and back-office operations of leading Broker/Dealers, Loffa Interactive has developed an acute understanding of the issues faced by financial services firms-particularly within the Broker/Dealer community.

Working closely with numerous firms, Loffa has realized that quality clearing and execution services form the foundation of our clients' relationships with Broker/Dealers and Investment Advisors. As an example, we have been able to develop specific paperless solutions in the area of Delivery vs. Payment (DVP) and Prime Broker documentation, allowing these firms to run seamless back and middle-office operations.

We know how important it is for you to control costs, remain in compliance during audits, and incorporate the industry's best practices. As a Custodian and Clearing Broker/Dealer, your clients will appreciate your ability to manage the risk of unsettled trades and 90-day account restrictions from being placed on their DVP accounts (Reg. T Rule 220.8).

Our team has a single focus-contribute to the success of your business. Call us to find out how we can help your firm today!

Loffa's quality products and services help your operational teams:

  • Manage your Growth and Risk
  • Strengthen Internal Controls
  • Reduce Costs
  • Increase Productivity
  • Benefit from Centralized Document Storage and Tracking
  • Eliminate Use of Paper

 

Additional Information:

To contact us, please click here and fill out our short contact form. To speak with a customer service representative call 1-866-My-Loffa.

for customer service call 1-866-my-loffaCustomer Support:

If you are a customer and need assistance please contact our Help Desk. If you would like to speak to one of our customer support staff please call 1-866-My-Loffa.

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We are always striving to find new and better ways to improve. If you have suggestions that will give us the chance to help serve you better, click here, or call 1-866-My-Loffa.